Try our Advanced Search for more refined results

September 04, 2015

Securities and Exchange Commission v. Summit Asset Strategies Investment Management, LLC et al

Track this case

Case Number:

2:15-cv-01429

Court:

Washington Western

Nature of Suit:

Securities/Commodities

Judge:

Richard A Jones

Government Agencies

View recent docket activity

Reflects complaints, answers, motions, orders and trial notes entered from Jan. 1, 2011.
Additional or older documents may be available in Pacer.

Coverage

  1. September 04, 2015

    Hedge Fund Manager To Pay $1.3M To Settle Fraud With SEC

    The U.S. Securities and Exchange Commission on Friday announced a $1.33 million settlement with Seattle-area hedge fund manager and his firm over a purported scheme to collect unearned fees from clients, while the agency also sanctioned the firm's outside auditors for not catching the alleged fraud.

Parties

Stay ahead of the curve

In the legal profession, information is the key to success. You have to know what’s happening with clients, competitors, practice areas, and industries. Law360 provides the intelligence you need to remain an expert and beat the competition.


  • Direct access to case information and documents.
  • All significant new filings across U.S. federal district courts, updated hourly on business days.
  • Full-text searches on all patent complaints in federal courts.
  • No-fee downloads of the complaints and so much more!

TRY LAW360 FREE FOR SEVEN DAYS

View the parties now

Already a subscriber? Click here to login