North Valley GI Medical Group et al v. Prudential Investments LLC

  1. February 02, 2017

    Prudential Investors Retreat From Excessive Fee Suit

    A group of Prudential Investments LLC investors backed off of their lawsuit alleging the financial institution breached its fiduciary duty by receiving excessive fees, neither settling nor receiving payment to end the case, according to a stipulation of dismissal filed in Maryland federal court on Wednesday.

  2. August 24, 2016

    Prudential Can't Ditch Investor's Excessive Fee Suit: Judge

    A Maryland federal judge Tuesday ruled that Prudential Investments LLC must face an investor lawsuit alleging the financial institution breached its fiduciary duty by receiving excessive fees, saying that from the allegations a "plausible inference arises that an increase in fees is not justified."