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Mealeys

MLex

November 24, 2015

Securities and Exchange Commission v. Han et al

Track this case

Case Number:

1:15-cv-09260

Court:

New York Southern

Nature of Suit:

Securities/Commodities

Judge:

Valerie E. Caproni

Government Agencies

View recent docket activity

Reflects complaints, answers, motions, orders and trial notes entered from Jan. 1, 2011.
Additional or older documents may be available in Pacer.

Coverage

  1. March 16, 2016

    SEC Settles Insider Trading Case Of Ex-Goldman Staffer

    A former Goldman Sachs staffer accused of insider trading by the U.S. Securities and Exchange Commission has agreed to give up more than $460,000 in allegedly ill-gotten profits as part of a settlement with the securities regulator, according to documents filed in New York federal court Wednesday.

2 other articles on this case. View all »

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