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December 28, 2015

Dawn J. Bennett v. U.S. Securities and Exchange

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Case Number:

15-2584

Court:

Appellate - 4th Circuit

Nature of Suit:

2440 Other Civil Rights

Government Agencies

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Reflects complaints, answers, motions, orders and trial notes entered from Jan. 1, 2011.
Additional or older documents may be available in Pacer.

Coverage

  1. December 16, 2016

    4th Circ. Tosses Another SEC Admin Court Challenge

    The Fourth Circuit on Friday became the fifth appellate court to find challenges to the constitutionality of the U.S. Securities and Exchange Commission's administrative court must first be brought before the tribunal itself, sending a Maryland financial adviser to face a suit that has already resulted in more than $4 million in penalties.

3 other articles on this case. View all »

Parties

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