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January 22, 2016

Securities and Exchange Commission v. OTC Capital Partners, LLC et al

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Case Number:

1:16-cv-20270

Court:

Florida Southern

Nature of Suit:

Securities/Commodities

Judge:

Robert N. Scola, Jr

Firms

Government Agencies

View recent docket activity

Reflects complaints, answers, motions, orders and trial notes entered from Jan. 1, 2011.
Additional or older documents may be available in Pacer.

Coverage

  1. January 26, 2016

    SEC Hits Penny Stock Trader For Registration Violations

    The U.S. Securities and Exchange Commission hit an over-the-counter stock trader, its owner and lawyer with a suit in Florida federal court on Friday alleging that the firm sold penny shares in a nutritional supplement maker without registering them, based on faulty legal opinions from their attorney.

Parties

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