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Mealeys

MLex

February 03, 2016

Securities and Exchange Commission v. American Growth Funding II, LLC et al

Track this case

Case Number:

1:16-cv-00828

Court:

New York Southern

Nature of Suit:

Securities/Commodities

Judge:

Kimba M. Wood

Firms

Government Agencies

View recent docket activity

Reflects complaints, answers, motions, orders and trial notes entered from Jan. 1, 2011.
Additional or older documents may be available in Pacer.

Coverage

  1. September 24, 2019

    SEC Scores $1.6M From Brokerage, Execs After Fraud Trial

    A New York federal judge on Monday ordered brokerage Portfolio Advisors Alliance and two executives to pay a combined $1.58 million in disgorgement, civil penalties and interest after a Manhattan federal jury earlier this year held them liable for lying to investors.

8 other articles on this case. View all »

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