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December 15, 2015
SECURITIES AND EXCHANGE COMMISSION v. DELPRESTO et al
Case Number:
2:15-cv-08656
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Government Agencies
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Reflects complaints, answers, motions, orders and trial notes entered from Jan. 1, 2011.
Additional or older documents may be available in Pacer.
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September 17, 2019
Adviser To Pay $22K, Ending SEC Pump-And-Dump Suit
A Las Vegas investment adviser agreed Monday to pay $22,700 in disgorgement and interest as part of a civil judgment in which he and a New Jersey stock promoter have been barred for life from penny stock trades, ending a suit that complements criminal charges handed down to the two for their roles in a multimillion-dollar pump-and-dump scheme.
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