Try our Advanced Search for more refined results

June 07, 2016

United States Securities and Exchange Commission v. Providence Financial Investments, Inc. et al

View recent docket activity

Reflects complaints, answers, motions, orders and trial notes entered from Jan. 1, 2011.
Additional or older documents may be available in Pacer.

Coverage

  1. July 06, 2018

    Providence Financial To Pay SEC $49.5M To End Fraud Claims

    A bankrupt Florida-based investment firm has agreed to pay more than $49.5 million to end a U.S. Securities and Exchange Commission suit in Minnesota federal court alleging it raised more than $64 million from 400 investors with a fraudulent securities offering, according to a consent order entered Friday.

Parties

Stay ahead of the curve

In the legal profession, information is the key to success. You have to know what’s happening with clients, competitors, practice areas, and industries. Law360 provides the intelligence you need to remain an expert and beat the competition.


  • Direct access to case information and documents.
  • All significant new filings across U.S. federal district courts, updated hourly on business days.
  • Full-text searches on all patent complaints in federal courts.
  • No-fee downloads of the complaints and so much more!

TRY LAW360 FREE FOR SEVEN DAYS

View the parties now

Already a subscriber? Click here to login