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MLex

October 12, 2016

Aspen Specialty Insurance Company v. Triad Advisors, Inc.

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Case Number:

1:16-cv-03797

Court:

Georgia Northern

Nature of Suit:

Insurance

Judge:

William S. Duffey, Jr

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Companies

Sectors & Industries:

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Reflects complaints, answers, motions, orders and trial notes entered from Jan. 1, 2011.
Additional or older documents may be available in Pacer.

Coverage

  1. October 14, 2016

    Insurer Says Securities Broker Not Covered For FINRA Actions

    Excess insurer Aspen Specialty Insurance Co. sued securities broker Triad Advisors Inc. in Georgia federal court Friday, seeking a ruling that Triad is not covered for Financial Industry Regulatory Authority actions and individual demands over a former representative's alleged mismanagement of his clients' accounts.

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