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Mealeys

MLex

November 10, 2016

Luis et al v. RBC Capital Markets, LLC

Track this case

Case Number:

0:16-cv-03873

Court:

Minnesota

Nature of Suit:

Securities/Commodities

Multi Party Litigation:

Class Action

Judge:

Susan Richard Nelson

Firms

Companies

Sectors & Industries:

View recent docket activity

Reflects complaints, answers, motions, orders and trial notes entered from Jan. 1, 2011.
Additional or older documents may be available in Pacer.

Coverage

  1. July 12, 2019

    RBC Capital Exits Investors' Contract Breach Suit

    Brokerage firm RBC Capital Markets LLC wiggled out of a proposed class action accusing it of breaching its contract with investors in how it sold risky, complex securities known as reverse convertible notes when a Minnesota federal judge found that RBC did not break promises to its clients.

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