Try our Advanced Search for more refined results

January 25, 2017

Securities and Exchange Commission v. Strategic Capital Management, LLC et al

Track this case

Case Number:

1:17-cv-10125

Court:

Massachusetts

Nature of Suit:

Securities/Commodities

Judge:

Mark L. Wolf

Firms

Government Agencies

View recent docket activity

Reflects complaints, answers, motions, orders and trial notes entered from Jan. 1, 2011.
Additional or older documents may be available in Pacer.

Coverage

  1. January 25, 2017

    SEC Gets Adviser To Admit $1.3M Stock 'Cherry-Picking' Plot

    An investment adviser pled guilty in Massachusetts federal court on Wednesday to the U.S. Securities and Exchange Commission's allegations that he had earned $1.3 million in fraudulent profits through his "cherry-picking scheme," in which he pocketed profitable trades for himself while funneling the unprofitable ones into client accounts.

Parties

Stay ahead of the curve

In the legal profession, information is the key to success. You have to know what’s happening with clients, competitors, practice areas, and industries. Law360 provides the intelligence you need to remain an expert and beat the competition.


  • Direct access to case information and documents.
  • All significant new filings across U.S. federal district courts, updated hourly on business days.
  • Full-text searches on all patent complaints in federal courts.
  • No-fee downloads of the complaints and so much more!

TRY LAW360 FREE FOR SEVEN DAYS

View the parties now

Already a subscriber? Click here to login