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Mealeys

MLex

January 25, 2017

Securities and Exchange Commission v. Strategic Capital Management, LLC et al

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Case Number:

1:17-cv-10125

Court:

Massachusetts

Nature of Suit:

Securities/Commodities

Judge:

Mark L. Wolf

Firms

Government Agencies

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Reflects complaints, answers, motions, orders and trial notes entered from Jan. 1, 2011.
Additional or older documents may be available in Pacer.

Coverage

  1. January 25, 2017

    SEC Gets Adviser To Admit $1.3M Stock 'Cherry-Picking' Plot

    An investment adviser pled guilty in Massachusetts federal court on Wednesday to the U.S. Securities and Exchange Commission's allegations that he had earned $1.3 million in fraudulent profits through his "cherry-picking scheme," in which he pocketed profitable trades for himself while funneling the unprofitable ones into client accounts.

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