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April 24, 2017

Securities and Exchange Commission v. Krishnamoorthy et al

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Case Number:

1:17-cv-02953

Court:

New York Southern

Nature of Suit:

Securities/Commodities

Judge:

Alison J. Nathan

Firms

Government Agencies

View recent docket activity

Reflects complaints, answers, motions, orders and trial notes entered from Jan. 1, 2011.
Additional or older documents may be available in Pacer.

Coverage

  1. April 24, 2017

    Nomura Risk Management VP Charged With Insider Trading

    The U.S. Department of Justice and the U.S. Securities and Exchange Commission on Monday hit a Nomura Securities Inc. risk manager with parallel New York federal suits alleging he illegally traded on inside information about private equity shop Golden Gate Capital's acquisition of Neustar Inc.

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