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April 25, 2017

Securities and Exchange Commission v. Hallas

Track this case

Case Number:

1:17-cv-02999

Court:

New York Southern

Nature of Suit:

Securities/Commodities

Judge:

Alison J. Nathan

Government Agencies

View recent docket activity

Reflects complaints, answers, motions, orders and trial notes entered from Jan. 1, 2011.
Additional or older documents may be available in Pacer.

Coverage

  1. September 21, 2017

    Ex-Broker Skips Court After Telling SEC 'Just Die. Please'

    A Manhattan judge was set on Thursday to order a default judgment against a former broker for subjecting unsophisticated clients to risky trades and spending client money on bar tabs, after the New York man sent a "rude and inappropriate" email to the U.S. Securities and Exchange Commission and skipped court.

1 other articles on this case. View all »

Parties

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