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June 16, 2017
UBS Financial Services Inc. v. Fiore et al
Case Number:
3:17-cv-00993
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Reflects complaints, answers, motions, orders and trial notes entered from Jan. 1, 2011.
Additional or older documents may be available in Pacer.
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July 26, 2017
UBS Can't Get Injunction Against Former Consultants
A Connecticut federal judge has declined to block a firm run by four former UBS Financial Services Inc. Stamford office financial consultants who managed $8 billion in assets from soliciting their former clients, saying that even if one adviser violated a nonsolicitation agreement, any harm to UBS can be easily undone.
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