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July 31, 2017
Securities and Exchange Commission v. Keystone Capital Partners, Inc. et al
Case Number:
1:17-cv-02873
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Government Agencies
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Reflects complaints, answers, motions, orders and trial notes entered from Jan. 1, 2011.
Additional or older documents may be available in Pacer.
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March 22, 2022
SEC Wins Atlanta Trial Over $1.7M Retirement Savings Scam
The U.S. Securities and Exchange Commission scored an Atlanta jury verdict Monday finding a former affiliate of LPL Financial illegally netted $1.7 million by convincing hundreds of federal employees to shift their retirement savings into higher-fee investments.
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