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Fidelity Brokerage Services LLC v. Rocine et al
Case Number:
4:17-cv-04993
See also:
Court:
Nature of Suit:
Judge:
Firms
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September 07, 2017
Adviser's Calls To Ex-Clients Breached Contract, Judge Says
A onetime financial adviser at Fidelity Brokerage Services who rang up and solicited a handful of former clients when he moved to J.P. Morgan Securities violated his agreement with Fidelity, a California federal judge ruled Thursday, giving the former employer the green light for a quick arbitration process.
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August 30, 2017
Fidelity Seeks TRO Against Adviser Who Left For JPMorgan
Fidelity Investments urged a California federal judge on Wednesday to order one of its former employees who moved to J.P. Morgan Securities LLC to stop trying to lure his old clients to his new firm, saying he appears to have stolen confidential information.