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August 28, 2017

Fidelity Brokerage Services LLC v. Rocine et al

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Reflects complaints, answers, motions, orders and trial notes entered from Jan. 1, 2011.
Additional or older documents may be available in Pacer.

Coverage

  1. September 07, 2017

    Adviser's Calls To Ex-Clients Breached Contract, Judge Says

    A onetime financial adviser at Fidelity Brokerage Services who rang up and solicited a handful of former clients when he moved to J.P. Morgan Securities violated his agreement with Fidelity, a California federal judge ruled Thursday, giving the former employer the green light for a quick arbitration process.

1 other articles on this case. View all »

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