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September 28, 2017

U.S. Securities and Exchange Commission v. Gennity et al

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Case Number:

1:17-cv-07424

Court:

New York Southern

Nature of Suit:

Securities/Commodities

Judge:

P. Kevin Castel

Firms

Government Agencies

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Reflects complaints, answers, motions, orders and trial notes entered from Jan. 1, 2011.
Additional or older documents may be available in Pacer.

Coverage

  1. September 28, 2017

    SEC Says NY Brokers Bilked Investors For Lucrative Fees

    The U.S. Securities and Exchange Commission on Thursday accused two New York brokers of defrauding their clients through a pattern of unlawful trading and deception that cost clients nearly $700,000, while the brokers netted hundreds of thousands of dollars in fees.

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