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MLex

October 02, 2017

Securities and Exchange Commission v. Tweed Financial Services, Inc. et al

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Case Number:

2:17-cv-07251

Court:

California Central

Nature of Suit:

Securities/Commodities

Judge:

Fernando M. Olguin

Firms

Government Agencies

View recent docket activity

Reflects complaints, answers, motions, orders and trial notes entered from Jan. 1, 2011.
Additional or older documents may be available in Pacer.

Coverage

  1. October 03, 2017

    SEC Says Adviser Misled Investors About $1.7M Feeder Fund

    An investment adviser squandered a $1.7 million investment fund after moving the funds without investor knowledge, putting them in a mining project in Ghana and a struggling startup, according to a complaint filed Monday by the U.S. Securities and Exchange Commission in a California federal court.

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