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Mealeys

MLex

October 19, 2017

Securities and Exchange Commission v. Rogicki

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Reflects complaints, answers, motions, orders and trial notes entered from Jan. 1, 2011.
Additional or older documents may be available in Pacer.

Coverage

  1. October 20, 2017

    SEC Says Charity President Committed $9M Securities Fraud

    The U.S. Securities and Exchange Commission on Thursday sued the financial adviser to an education and health care foundation established by an elderly woman in Manhattan federal court, alleging he stole $9 million from the charity after becoming its president upon her death.

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