We use cookies on this site to enable your digital experience. By continuing to use this site, you are agreeing to our cookie policy. close

March 2, 2018

Securities and Exchange Commission v. Beaufort Securities Ltd. et al

Track this case

Case Number:

2:18-cv-01317

Court:

New York Eastern

Nature of Suit:

Securities/Commodities

Judge:

Joseph F. Bianco

Government Agencies

View recent docket activity


Reflects complaints, answers, motions, orders and trial notes entered from Jan. 1, 2011.
Additional or older documents may be available in Pacer.


Coverage

  1. March 2, 2018

    US Nabs Execs In $50M Fraud As UK Shutters Brokerage

    A London brokerage shuttered early Friday by the U.K.'s financial authority was hit later the same day with the one-two punch of a U.S. Department of Justice criminal indictment and a U.S. Securities and Exchange Commission suit in New York alleging the firm and its investment managers orchestrated a $50 million securities fraud and money laundering scheme. The U.S. Department of Justice has charged Beaufort Securities Ltd. and several of its executives with money laundering and securities fraud, and the FCA has shut down the London brokerage. (AP)


Parties

To view the parties, register now.