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June 26, 2018

Securities and Exchange Commission v. Pinto-Thomaz et al

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Reflects complaints, answers, motions, orders and trial notes entered from Jan. 1, 2011.
Additional or older documents may be available in Pacer.

Coverage

  1. June 26, 2018

    S&P Analyst Leaked Merger Info In $300K Scheme, Feds Say

    Federal prosecutors and the U.S. Securities and Exchange Commission have each accused an S&P Global Ratings analyst of leaking confidential information about Sherwin-Williams Co.'s $8.9 billion acquisition of Valspar Corp. to two friends before the deal was announced, allowing them to execute stock trades that gleaned almost $300,000 in illegal profits.

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