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Mealeys

MLex

June 29, 2018

Securities and Exchange Commission v. Mattessich et al

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Reflects complaints, answers, motions, orders and trial notes entered from Jan. 1, 2011.
Additional or older documents may be available in Pacer.

Coverage

  1. February 16, 2022

    Ex-Cantor Broker Found Liable In SEC Split-Commission Case

    A federal jury in Manhattan found Wednesday that former Cantor Fitzgerald broker Adam Mattessich violated the law when he informally split commissions with other brokers at the Wall Street firm.

9 other articles on this case. View all »

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