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Mealeys

MLex

July 26, 2018

United States Securities and Exchange Commission v. Paulsen

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Reflects complaints, answers, motions, orders and trial notes entered from Jan. 1, 2011.
Additional or older documents may be available in Pacer.

Coverage

  1. November 22, 2021

    Ex-Sterne Agee Analyst Banned From Trading Securities

    A New York federal judge on Monday banned a former Sterne Agee managing director from trading securities and ordered him to pay a $100,000 penalty after the court found him liable for aiding and abetting a scheme to bribe a pensions manager.

7 other articles on this case. View all »

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