We use cookies on this site to enable your digital experience. By continuing to use this site, you are agreeing to our cookie policy. close

November 28, 2018

Raymond J. Lucia, Companies, Inc. et al v. U.S. Securities and Exchange Commission et al

Track this case

Case Number:



California Southern

Nature of Suit:

440(Civil Rights: Other)


Judge Dana M. Sabraw


Government Agencies

View recent docket activity

Reflects complaints, answers, motions, orders and trial notes entered from Jan. 1, 2011.
Additional or older documents may be available in Pacer.


  1. November 29, 2018

    Lucia Says SEC's In-House Judges Remain Unconstitutional

    After successfully arguing to the U.S. Supreme Court that U.S. Securities and Exchange Commission administrative law judges had been appointed unconstitutionally, Raymond J. Lucia has filed a fresh complaint in California federal court taking issue with their removal processes.


To view the parties, register now.