August 12, 2019

Securities and Exchange Commission v. Tsai

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Case Number:

1:19-cv-07501

Court:

New York Southern

Nature of Suit:

Securities/Commodities

Judge:

Gregory H. Woods

Firms

Government Agencies

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Reflects complaints, answers, motions, orders and trial notes entered from Jan. 1, 2011.
Additional or older documents may be available in Pacer.


Coverage

  1. August 12, 2019

    RBC Analyst Accused Of Making $99K Insider Trading Profit

    A 23-year-old RBC Capital Markets junior analyst appeared Monday in Manhattan federal court after being charged with taking an illegal $99,000 insider trading profit on word that digital printing concern Electronics for Imaging Inc. was to be bought by a private equity firm.


Parties

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