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August 13, 2019
Securities and Exchange Commission v. Stuart Frost et al
Case Number:
8:19-cv-01559
Court:
Nature of Suit:
Judge:
Firms
Government Agencies
View recent docket activity
Reflects complaints, answers, motions, orders and trial notes entered from Jan. 1, 2011.
Additional or older documents may be available in Pacer.
Coverage
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August 14, 2019
SEC Sues Calif. Investment Adviser Over $14M In Startup Fees
The U.S. Securities and Exchange Commission has sued California investment advisory company Frost Management Co. LLC and its principal, Stuart Frost, saying they defrauded client venture capital funds and their investors out of over $14 million via undisclosed fees charged to startups.
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