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Mealeys

MLex

September 09, 2019

State of New York et al v. United States Securities and Exchange Commission et al

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Reflects complaints, answers, motions, orders and trial notes entered from Jan. 1, 2011.
Additional or older documents may be available in Pacer.

Coverage

  1. September 10, 2019

    State AGs Sue SEC Over 'Watered-Down' Broker Conduct Rule

    A coalition of eight attorneys general has asked a New York federal court to vacate what New York's AG called the U.S. Securities and Exchange Commission's "watered-down" new regulation governing the standards of conduct for brokers.

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