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September 30, 2019
United States Securities and Exchange Commission v. Bluepoint Investment Counsel, LLC et al
Case Number:
3:19-cv-00809
Court:
Nature of Suit:
Judge:
Firms
- Ballard Spahr
- Braganca Law
- Clyde & Co
- Husch Blackwell
- Kerkman & Dunn
- Kopecky Schumacher
- Richman & Richman
- Smith Gambrell
Government Agencies
View recent docket activity
Reflects complaints, answers, motions, orders and trial notes entered from Jan. 1, 2011.
Additional or older documents may be available in Pacer.
Coverage
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September 09, 2025
Fund Managers, Firms Owe SEC $27.6M After Jury Trial Loss
Two men and their companies owe the U.S. Securities and Exchange Commission $27.6 million in disgorgement, interest and fines after a Wisconsin jury found they violated federal securities law with an offering that raised $53 million through "largely fictitious" gains in a fund valued in part on a gem and mineral collection.
Parties
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