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Mealeys

MLex

September 30, 2019

Securities and Exchange Commission v. SBB Research Group, LLC et al

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Reflects complaints, answers, motions, orders and trial notes entered from Jan. 1, 2011.
Additional or older documents may be available in Pacer.

Coverage

  1. July 14, 2026

    SEC Case Alleging Misvalued Funds Trimmed By Ill. Judge

    An Illinois federal judge has trimmed claims in a long-running U.S. Securities and Exchange Commission suit accusing a fund adviser of misleading investors about the performance of some of the funds it oversaw, finding that the agency didn't provide evidence that the adviser intentionally made misstatements about the funds' compliance with accounting standards.

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