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May 05, 2020

Wunderlich Securities, Inc. et al v. Dominick & Dickerman LLC et al

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Reflects complaints, answers, motions, orders and trial notes entered from Jan. 1, 2011.
Additional or older documents may be available in Pacer.

Coverage

  1. May 06, 2020

    Firm Wants FINRA Award Nixed After 'Inattentive' Zoom Panel

    Wunderlich Securities Inc. is asking a New York federal judge to vacate an $11.4 million award allegedly handed down with threadbare justification by a FINRA panel that didn't appear to be paying attention during the arbitration's final hearing held on Zoom.

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