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September 10, 2020

SECURITIES AND EXCHANGE COMMISSION v. RRBB ASSET MANAGEMENT, LLC et al

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Case Number:

2:20-cv-12523

Court:

New Jersey

Nature of Suit:

Securities/Commodities

Judge:

Kevin McNulty

Firms

Government Agencies

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Reflects complaints, answers, motions, orders and trial notes entered from Jan. 1, 2011.
Additional or older documents may be available in Pacer.

Coverage

  1. May 12, 2023

    NJ Asset Manager To Pay SEC Fine In Cherry-Picking Case

    The former head of a New Jersey-based asset management firm has been ordered to pay more than $163,000 to the U.S. Securities and Exchange Commission over claims that he and his firm engaged in fraud by allocating favorable trades to certain clients.

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