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October 09, 2020

LPL Financial LLC v. Ibarra Rodriguez

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Reflects complaints, answers, motions, orders and trial notes entered from Jan. 1, 2011.
Additional or older documents may be available in Pacer.

Coverage

  1. February 18, 2021

    LPL Financial Gets $1.6M FINRA Arbitration Award Confirmed

    A federal judge in Houston on Thursday affirmed the $1.6 million Financial Industry Regulatory Authority arbitration award that wealth management firm LPL Financial LLC paid two banking customers, but declined to bring a stop to a second arbitration proceeding the customers filed.

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