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December 11, 2020

Securities & Exchange Commission v. Clark et al

Track this case

Case Number:

1:20-cv-01529

Court:

Virginia Eastern

Nature of Suit:

Securities/Commodities

Judge:

David J. Novak

Firms

View recent docket activity

Reflects complaints, answers, motions, orders and trial notes entered from Jan. 1, 2011.
Additional or older documents may be available in Pacer.

Coverage

  1. December 21, 2023

    SEC Rebounds From Rare Trial Loss With $240K Fine

    The mortgage broker who won a rare courtroom victory against the U.S. Securities and Exchange Commission agreed Thursday to pay $240,000 to avoid going to trial a second time on allegations that he profited off insider information about a multibillion-dollar merger.

6 other articles on this case. View all »

Parties

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