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August 17, 2021

U.S. Securities and Exchange Commission v. Hall et al

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Case Number:

3:21-cv-01597

Court:

Ohio Northern

Nature of Suit:

Securities/Commodities

Judge:

James R. Knepp II

Firms

Government Agencies

View recent docket activity

Reflects complaints, answers, motions, orders and trial notes entered from Jan. 1, 2011.
Additional or older documents may be available in Pacer.

Coverage

  1. April 19, 2022

    SEC Gets Consent Win For CEO's COVID-19 Product Claims

    The U.S. Securities and Exchange Commission's case against a biotechnology firm and its chief executive accused of falsely claiming regulators approved of their disinfectants for fighting COVID-19 has resulted in a civil penalty and a prohibition on trading penny stocks, according to a consent judgment approved by an Ohio federal judge.

1 other articles on this case. View all »

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