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September 22, 2021

Securities and Exchange Commission v. Choice Advisors, LLC et al

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Case Number:

3:21-cv-01669

Court:

California Southern

Nature of Suit:

Securities/Commodities

Judge:

Jinsook Ohta

Firms

Government Agencies

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Reflects complaints, answers, motions, orders and trial notes entered from Jan. 1, 2011.
Additional or older documents may be available in Pacer.

Coverage

  1. April 16, 2024

    SEC Gets Partial Win In Muni Adviser Disclosure-Rule Suit

    A California federal judge has awarded a partial win to the U.S. Securities and Exchange Commission in its suit alleging a municipal adviser and one of its principals engaged in unlawful advisory activities with four charter school clients, saying "undisputed evidence" shows the defendants acted as advisers without the proper registrations, among other things.

1 other articles on this case. View all »

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