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MLex

September 23, 2021

Securities and Exchange Commission v. Buttonwood Financial Group, LLC et al

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Case Number:

4:21-cv-00686

Court:

Missouri Western

Nature of Suit:

Securities/Commodities

Judge:

Beth Phillips

Firms

Government Agencies

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Reflects complaints, answers, motions, orders and trial notes entered from Jan. 1, 2011.
Additional or older documents may be available in Pacer.

Coverage

  1. October 12, 2023

    Investment Firm Settles With SEC Over Trade Disclosures

    An investment firm and its founder agreed to pay over $300,000 to end a U.S. Securities and Exchange Commission suit alleging they tried to avoid paying transaction fees by directing investments into expensive mutual funds.

1 other articles on this case. View all »

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