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October 26, 2021

SECURITIES AND EXCHANGE COMMISSION v. REGE et al

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Case Number:

3:21-cv-19313

Court:

New Jersey

Nature of Suit:

Securities/Commodities

Judge:

Zahid N. Quraishi

Firms

Government Agencies

View recent docket activity

Reflects complaints, answers, motions, orders and trial notes entered from Jan. 1, 2011.
Additional or older documents may be available in Pacer.

Coverage

  1. August 25, 2022

    Barred Adviser Used Illicit Gains To Pay Legal Fees, SEC Says

    The U.S. Securities and Exchange Commission announced Thursday that it secured judgments totaling more than $5.4 million against a previously sanctioned investment adviser for purportedly misappropriating client assets, partially to pay his own legal fees after a previous SEC investigation resulted in him being barred from the industry.

Parties

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