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Mealeys

MLex

June 14, 2022

Securities and Exchange Commission v. City of Rochester, New York et al

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Reflects complaints, answers, motions, orders and trial notes entered from Jan. 1, 2011.
Additional or older documents may be available in Pacer.

Coverage

  1. April 15, 2024

    SEC Scores Win In $119M Rochester, NY Muni Bond Suit

    A New York federal judge on Monday granted an early win to the U.S. Securities and Exchange Commission on its claims against an advisory and its two principals who were involved in a $119 million bond offering by the city of Rochester, New York, saying the firm failed to disclose conflicts of interest present in its fee arrangements.

2 other articles on this case. View all »

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