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MLex

July 28, 2022

U.S. Securities and Exchange Commission v. Appelbaum

Track this case

Case Number:

9:22-cv-81115

Court:

Florida Southern

Nature of Suit:

Securities/Commodities

Judge:

Aileen M. Cannon

Firms

Government Agencies

View recent docket activity

Reflects complaints, answers, motions, orders and trial notes entered from Jan. 1, 2011.
Additional or older documents may be available in Pacer.

Coverage

  1. January 26, 2023

    Ex-Investment Company Director Can't Shake SEC Suit

    A Florida federal judge has ruled that a former investment company executive cannot escape a suit by the U.S. Securities and Exchange Commission accusing him of making bad recommendations to investors.

2 other articles on this case. View all »

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