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September 01, 2022

Securities and Exchange Commission v. Swaffer et al

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Case Number:

1:22-cv-01554

Court:

Ohio Northern

Nature of Suit:

Securities/Commodities

Judge:

Bridget Meehan Brennan

Firms

Government Agencies

View recent docket activity

Reflects complaints, answers, motions, orders and trial notes entered from Jan. 1, 2011.
Additional or older documents may be available in Pacer.

Coverage

  1. September 06, 2024

    Three Defendants Settle SEC's $14M Pot Co. Securities Suit

    The U.S. Securities and Exchange Commission has reached settlements with three defendants who allegedly misappropriated $14 million in investment funds intended for a cannabis enterprise, with the three agreeing to pay back a total of more than $4 million in disgorgements and interest and $3 million in civil penalties.

2 other articles on this case. View all »

Parties

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