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November 17, 2022

Securities and Exchange Commission v. Gel Direct Trust et al

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Case Number:

1:22-cv-09803

Court:

New York Southern

Nature of Suit:

Securities/Commodities

Judge:

Jed S. Rakoff

Government Agencies

View recent docket activity

Reflects complaints, answers, motions, orders and trial notes entered from Jan. 1, 2011.
Additional or older documents may be available in Pacer.

Coverage

  1. August 26, 2024

    SEC Inks $946K Settlement In Unregistered Broker Case

    A trust and its co-owners have agreed to pay the U.S. Securities and Exchange Commission civil penalties totaling $946,000 to resolve allegations they operated as unregistered broker-dealers when helping to facilitate more than $1.2 billion in securities transactions by penny stock issuers. 

1 other articles on this case. View all »

Parties

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