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March 22, 2023

US Securities and Exchange Commission v. Sapere Wealth Management, LLC et al

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Case Number:

3:23-cv-00172

Court:

North Carolina Western

Nature of Suit:

Securities/Commodities

Judge:

Max O. Cogburn, Jr

Firms

Government Agencies

View recent docket activity

Reflects complaints, answers, motions, orders and trial notes entered from Jan. 1, 2011.
Additional or older documents may be available in Pacer.

Coverage

  1. March 23, 2023

    NC Adviser Took Bad Bets From Bible Study Buddy, SEC Says

    A financial adviser in North Carolina has been accused of making bad investments with client funds based on bogus recommendations from a friend he met in Bible study who turned out to be a white collar criminal, according to a federal complaint filed by the U.S. Securities and Exchange Commission.

Parties

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