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June 12, 2023

SECURITIES AND EXCHANGE COMMISSION v. MINTZ et al

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Case Number:

2:23-cv-03201

Court:

New Jersey

Nature of Suit:

Securities/Commodities

Judge:

Kevin McNulty

Firms

Government Agencies

View recent docket activity

Reflects complaints, answers, motions, orders and trial notes entered from Jan. 1, 2011.
Additional or older documents may be available in Pacer.

Coverage

  1. August 25, 2023

    NJ Broker Slams SEC's 'Wildly Overblown' Short Sale Suit

    A New Jersey investment firm is asking a federal judge to toss a large portion of a lawsuit by the U.S. Securities and Exchange Commission alleging it reaped $2 million from an illegal short-selling scheme, arguing that the "wildly overblown" claims don't include enough specifics.

1 other articles on this case. View all »

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