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July 28, 2023

U.S Securities and Exchange Commission v. Saw

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Case Number:

1:23-cv-06573

Court:

New York Southern

Nature of Suit:

Securities/Commodities

Judge:

Paul G. Gardephe

Firms

View recent docket activity

Reflects complaints, answers, motions, orders and trial notes entered from Jan. 1, 2011.
Additional or older documents may be available in Pacer.

Coverage

  1. April 15, 2026

    Ex-Citi, Cetera Rep Owes SEC $1.37M In Client Theft Case

    A former Citigroup and Cetera registered representative was hit with a final judgment Wednesday, putting her on the hook for $1.38 million to the U.S. Securities and Exchange Commission for allegedly stealing $2.4 million from an elderly client.

1 other articles on this case. View all »

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