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August 25, 2023
UBS Financial Services Inc. v. Lauer et al
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1:23-cv-03814
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Reflects complaints, answers, motions, orders and trial notes entered from Jan. 1, 2011.
Additional or older documents may be available in Pacer.
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August 29, 2023
UBS Says Advisers Who Jumped To RBC Solicited Clients
UBS Financial Services has sued three of its former financial advisers who worked on an elite team serving clients who hold assets worth upward of $5 billion, alleging the trio jumped ship to rival company RBC Wealth Management and then violated nonsolicitation agreements by poaching UBS clients.
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