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September 25, 2023

SECURITIES AND EXCHANGE COMMISSION v. MACWRIGHT et al

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Case Number:

2:23-cv-20609

Court:

New Jersey

Nature of Suit:

Securities/Commodities

Judge:

Kevin McNulty

Government Agencies

View recent docket activity

Reflects complaints, answers, motions, orders and trial notes entered from Jan. 1, 2011.
Additional or older documents may be available in Pacer.

Coverage

  1. September 25, 2023

    NJ Firm, Owner Settle SEC's $1M Cherry-Picking Claims

    A New Jersey-based investment advisory firm and its owner on Monday agreed to pay nearly $2 million to settle claims brought by the U.S. Securities and Exchange Commission that alleged the firm made more than $1 million in fraudulent transactions through a so-called cherry-picking scheme.

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