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June 12, 2023

SECURITIES AND EXCHANGE COMMISSION v. MINTZ et al

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Case Number:

1:23-cv-03201

Court:

New Jersey

Nature of Suit:

Securities/Commodities

Judge:

Renee Marie Bumb

Firms

Government Agencies

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Reflects complaints, answers, motions, orders and trial notes entered from Jan. 1, 2011.
Additional or older documents may be available in Pacer.

Coverage

  1. January 26, 2026

    SEC Tells Judge Chat Records Bolster Its Short-Selling Claims

    The U.S. Securities and Exchange Commission is looking for an early victory on certain claims against an investment adviser and its managing partner accused of engaging in an illicit short-selling scheme, arguing the managing partner's online messages and his own admission that he'd made a "poor business decision" support a finding in its favor.

1 other articles on this case. View all »

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