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April 08, 2024

Securities and Exchange Commission et al

Track this case

Case Number:

1:24-cv-02621

Court:

New York Eastern

Nature of Suit:

Securities/Commodities

Judge:

Rachel P. Kovner

Firms

Government Agencies

View recent docket activity

Reflects complaints, answers, motions, orders and trial notes entered from Jan. 1, 2011.
Additional or older documents may be available in Pacer.

Coverage

  1. April 08, 2024

    Canadian Atty Settles SEC's Penny Stock Claims For $335K

    The U.S. Securities and Exchange Commission has inked a $335,000 settlement with a Canadian lawyer to end claims that he enabled a penny stock fraud scheme by working with a California trader as an unregistered broker, court filings on Monday show.

Parties

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