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September 03, 2024
Securities & Exchange Commission v. Black Dragon Capital, LLC et al
Case Number:
9:24-cv-81067
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View recent docket activity
Reflects complaints, answers, motions, orders and trial notes entered from Jan. 1, 2011.
Additional or older documents may be available in Pacer.
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September 04, 2024
PE Advisers Flouted Registration Requirements, SEC Says
A pair of Florida-based private equity advisers and their CEO have agreed to settle U.S. Securities and Exchange Commission allegations that they broke federal securities laws by improperly declaring themselves exempt from registering as advisers to private funds, according to the agency.
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